Comment Letters
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- Alternative Trading System
- Amanda Olear, Associate Director, Registration and Compliance, CFTC
- Amir Zaidi, Director, Division of Market Oversight, Commodity Futures Trading Commission
- Ann E. Misback, Secretary Board of Governors, of the Federal Reserve System
- Attorney General of New York
- autorité des marchés financiers (AMF)
- Banking Regulators
- Basel Committee on Banking Supervision
- Board of Governors of the Federal Reserve System
- Brent J. Fields, Secretary, Securities and Exchange Commission
- Brent J. Fields, Secretary, U.S. Securities and Exchange Commission
- Brent J. Fields, U.S. Securities and Exchange Commission
- Cayman Ministry of Financial Services
- CFTC
- CFTC Chairman Christopher Giancarlo
- CFTC Chairman Heath Tarbert
- Chair Campa
- Chair Maijoor
- Chancellor Sunak
- Chicago Mercantile Exchange
- Christopher Kirkpatrick, CFTC
- Christopher Kirkpatrick, Commodity Futures Trading Commission
- Christopher Kirkpatrick, Secretary of the Commission Commodity Futures Trading Commission
- Christopher Kirkpatrick, Secretary, CFTC
- Commodity Futures Trading Commision (CFTC)
- Commodity Futures Trading Commission
- Commodity Futures Trading Commission Chairman Christopher Giancarlo
- Commondity Futures Trading Commission
- David R. Pearl, Office of the Executive Secretary, U.S. Department of the Treasury
- Department of Justice
- Department of Labor, Office of Regulations and Interpretations
- Department of the Treasury
- DG Financial Stability, Financial Services and Capital Markets Union
- DG Financial Stability, Financial Services and Capital Markets Union European Commission
- Director of the Markets Division Mr. Takuo Komori
- Directorate-General for Financial Stability, Financial Services, and Capital Markets Union
- Dutch Justice Ministry
- Euronext
- European Banking Authority
- European Commission
- European Commission Vice President Valdis Dombrovskis
- European Commission, DG Financial Stability, Financial Services and Capital Markets Union
- European Commission, Directorate-general Justice
- European Insurance and Occupational Pensions Authority
- European Securities and Markets Authority
- European Securities and Markets Authority (ESMA)
- European Securities and Markets Authority, European Commission - DG FISMA
- European Supervisory Authorities
- Executive Vice-President Dombrovskis
- FDIC
- Federal Deposit Insurance Corporation
- Federal Reserve Board
- Federal Reserve Board of Governors
- Federal Reserve System, Alternative Reference Rates Committee
- Federal Trade Commission
- Federation of European Securities Exchanges
- Financial Conduct Authority
- Financial Conduct Authority, Markets Policy and International Division
- Financial Crimes Enforcement Network (FinCEN)
- Financial Stability Oversight Council
- FINRA
- FSB
- Gabriel Cardi (EBA) and Didier Millerot (EC)
- German Ministry of Finance
- Head of the Market Function Enhancement Office Mr. Shigeki Mitomo
- HM Revenue & Customs
- HM Treasury
- Internal Revenue Service
- International Organisation of Securities Commissions
- International Organization of Securities Commissions
- IOSCO
- Jennifer Jessup, Departmental Paperwork Clearance Officer, Department of Commerce
- L'Autorité des marchés financiers
- Legal Entity Identifier Regulatory Oversight Committee
- Legislative and Regulatory Activities Division, Office of the Comptroller of the Currency
- LEI Regulatory Oversight Committee
- London Stock Exchange
- Marcia E. Asquith, Office of the Corporate Secretary, FINRA
- Mark Carney, Governor of the Bank of England; Mario Draghi, President of the European Central Bank; Stefan Ingves, Governor of Sveriges Riksbank; and the Bank for International Settlements
- Massachusetts Securities Division
- MiFID Coordination, Markets Policy Department, Financial Conduct Authority
- Minister Gualtieri
- Minister Hoekstra
- Minister Le Maire
- Minister Scholz
- Mr. Brent J. Fields, Secretary, United States Securities and Exchange Commission
- Mr. Donald S. Clark, Secretary of the Commission, Federal Trade Commission
- Ms. Brent J. Fields, Secretary, U.S. Securities and Exchange Commission
- Ms. Paula Lovitt, Labour Market Directorate, Department of Business Innovation and Skills
- National Futures Association President and Chief Executive Officer, Mr. Thomas W. Sexton, III
- New York Governor Andrew Cuomo
- New York State Legislature
- OECD Transfer Pricing and Financial Transactions Division
- Office of Regulations and Interpretations, Employee Benefits Security Administration, Department of Labor
- Office of the Comptroller of the Currency
- Office of the Comptroller of the Currency, Legislative and Regulatory Activities Division
- Olivier Guersent, Director General, DG FISMA
- Organisation for Economic Co-operation and Development (OECD)
- Organization for Economic Cooperation and Development
- Pamela Dyson, Director/Chief Information Officer, Securities and Exchange Commission
- President Lagarde
- Robert deV. Frierson, Secretary, Board of Governors of the Federal Reserve System
- Robert E. Feldman, Executive Secretary, Federal Deposit Insurance Corporation
- Sebastian Pujol Schott, Associate Director, Division of Market Oversight
- SEC
- SEC Chairman Jay Clayton
- Secretariat of the Basel Committee on Banking Supervision
- Secretariat of the Financial Stability Board
- Securities and Exchange Commission
- Securities and Exchange Commission (SEC)
- Sophie Stern, Financial Conduct Authority, Strategy & Competition Division
- Steven Maijoor, ESMA
- Tax Policy Division, Department of Finance
- The Hon. Walter J. Clayton
- The Honorable Analisa Torres (SDNY)
- The Honorable J. Christopher Giancarlo (CFTC), Honorable Martin J. Gruenberg (FDIC), Honorable Jay Clayton (SEC) and Honorable Steven Mnuchin (U.S. Treasury)
- The Honorable J. Christopher Giancarlo, Acting Chairman (CFTC)
- The Honorable Joseph J. Simons, Chairman, Federal Trade Commission
- The Honorable Mary Jo White, U.S. Securities and Exchange Commission
- Treasury
- Treasury Department
- Treasury Market Practices Group
- U.K. FCA
- U.S. Department of Labor
- U.S. Department of the Treasury, Internal Revenue Service (IRS)
- U.S. Department of Treasury
- U.S. Prudential Regulators
- Ugo Bassi, Director for Financial Markets, DG for Financial Stability, Financial Services and Capital Markets Union, European Commission
- UK Financial Conduct Authority
- UK Parliament Treasury Select Committee
- Vincent A. McGonagle, Director, Division of Market Oversight
- Wilbur Welcome, Cayman Ministry of Financial Services
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- AIFMD Review
- Cybersecurity
- Data Protection
- EU Market Access
- EU Short Selling
- Financial Transaction Tax (FTT)
- Investment Interest Exemption
- Market Data
- Market Research
- Position Limits
- Pro-Growth Tax Policy
- Regulatory Coordination
- SEC Advertising Rules
- Short Selling
- Swaps Trading Framework
- Uncleared Margin Rules
… results in Sophie Stern, Financial Conduct Authority, Strategy & Competition Division.