SEC Compliance Priorities Dallas

co-hosted by:

Wednesday, January 9, 2013
2:00 p.m.  Registration
2:30 –  5:15 p.m.  Program
Networking reception to follow

Haynes and Boone, LLP
2323 Victory Avenue
7th Floor Conference Center
Dallas, TX 75219
(Validated parking is available in the garage attached to the building)

MFA is pleased to welcome Andrew Bowden, Deputy Director, Office of Compliance Inspections and Examinations, U.S. Securities and Exchange Commission, and former National Associate Director for investment advisers and investment companies exam program.  Mr. Bowden will be joined on a panel with his colleagues from the SEC’s Fort Worth office. Together, they will discuss the new exam program, exam priorities and expectations for the hedge fund industry.

Featured Presenters Include:

  • Andrew J. Bowden, Deputy Director – Office of Compliance, Inspections and Examinations, U.S. Securities and Exchange Commission
  • Marshall Gandy,Associate Regional Director – Examinations, U.S. Securities and Exchange Commission, Fort Worth Regional Office
  • Michael Gunst, Assistant Regional Director, U.S. Securities and Exchange Commission, Fort Worth Regional Office
  • David Woodcock, Regional Director, U.S. Securities and Exchange Commission, Fort Worth Regional Office

 

  • Kit Addleman, Partner, Haynes and Boone, LLP
  • Carol Biondo, Chief Compliance Officer, HBK Capital Management
  • Barry Greenberg, General Counsel, Chief Compliance Officer, Swank Capital, LLC
  • John McCafferty, Limited Partner and General Counsel, Maverick Capital, Ltd.

 

Registration is complimentary.  For additional information, please contact Meredith Friday at 202.730.2600.