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Letter Regarding the Recommendations Regarding Regulatory Responses to the Market Events of May 6, 2010 MFA submitted comments to the SEC and CFTC on the Joint CFTC-SEC Advisory Committee on Emerging Regulatory Issues Recommendations Regarding Regulatory Responses to the Market Events of May 6, 2010. We provided our views on the Advisory Committees recommendations or comments with respect to market maker obligations, circuit breakers and limit up/limit down process, pre-trade risk controls, disruptive trading, and liquidity and order cancellations.
April 15, 2011
Topics: Joint CTFC-SEC Advisory Committee on Emerging Regulatory Issues Securities and Exchange Commission, SEC, Commodity Futures Trading Commission, CTFC, May 6 2010, institutional investors, registered investment advisers, private investment pools, pensions, endowments, foundations, insurance companies, transaction costs, fees, execution speed, efficiency, pricing transparency/reliability, Market Maker Obligations, volatility, liquidity, "limit up/limit down, circuit breakers, FINRA, ETFs, triggering mechanism, pre-trade risk controls, naked sponsored access, broker dealers, disruptive trading, large order flows, algorithmic, order cancellations, peak load pricing, national best bid or offer, NBBO, HFT, flash crash,
To:
David Stawick, CFTCElizabeth Murphy, SEC
Mary Schapiro, Kathleen Casey, Elisse Walter, Luis Aguilar, Troy Paredes, Robert Cook, James Brigagliano, David Shillman, (all) SEC. Richard Shilts, Stephen Sherrod, CFTC.