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Comment Letter to the SECs Division of Trading and Markets on Section 929X of the Dodd-Frank Act MFA submitted a comment letter to the SECs Division of Trading and Markets on the short sale disclosure provisions in Section 929X(a) of the Dodd-Frank Act. In our letter, we expressed our view that the language in the statute and the legislative history to that section clearly demonstrate Congresss intention to require the public disclosure of aggregate short sale information, not individualized disclosure of short sales.
February 07, 2011
Topics: short sales SEC, Securities and Exchange Commission, aggregate information, statutory requirements, title, class, CUSIP number, Steny Hoyer, customer account agreements, dividend payments, aggregate fair market value, public disclosure, institutional money managers, long positions, House Financial Services Chairman, Barney Frank, Non-disclosure, confidentiality protection, Senate, House, individualized disclosure. Financial Industry Regulatory Authority, FINRA, over-the-counter transactions, arranged stock lending,
To:
James Brigagliano, SEC