voice-based system Archives - Managed Funds Association - MFA

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Topic: voice-based system

Comment Letter on Proposed Rulemaking for Requirements for Processing, Clearing, and Transfer of Customer Positions04.11.11

MFA submitted a comment letter to the CFTC on its proposed rules on Requirements for Processing, Clearing, and Transfer of […]

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Topics: Proposed Rulemaking on Requirements for Processing Proposed Rulemaking on requirements of Clearing, Proposed rulemaking on requirements for transfer of customer Positions, Commodity Futures Trading Commission, the swap markets, uniform standards, derivatives clearing organization, DCO, market disruption, clearing member, real-time acceptance, risk management, International Swaps and Derivatives Association, ISDA, master agreement, credit intermediation, Swap Execution Facility, SEF, Designated Contract Market, DCM, mandatory clearing, competitive liquidity, best execution, voice-based system, bock trades, credit limits, customer credit verification, bunched trades, fallback arrangement, Core Principle C, indirect clearing member, core principle F, close-out, re-booking, clearing member default, default, insolvency, appropriately margined, swap dealers, SDs, major swap participants, MSPs, Chicago mercantile exchange, CME, CME rule 526, single credit arrangement, non-cleared markets, derivatives prime brokerage, documentary burdens, credit exposure, breakage, executing counterparty, trilateral guaranteed clearing arrangement, full clearing credit limit, trading desk affiliate, sub-limits, credit defaults swap, CDS, interest rate swap, IRS, Intercontinental Exchange, ICE, ICE energy swaps, CFTC,

Comment Letter to the CFTC on its Proposed Core Principles and Other Requirements for Swap Execution Facilities03.08.11

MFA submitted a comment letter to the CFTC on its proposed Core Principles and Other Requirements for Swap Execution Facilities. […]

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Topics: Commodity Futures Trading Commission CFTC, swap execution facilities, SEFs, SEF trading platforms, regulatory efficiencies, market efficiencies, market-based competition, transparency, real-time public reporting of swap transaction data, available for trading, competition, grandfather relief, request for quote, RFQ, order book, cleared swaps, block trades, timing delay, required transactions, Designated Contract Market, DCM, Mandatory Execution Requirement, annual review, market liquidity, minimum block threshold, large notional transaction size threshold, reporting requirements, recordkeeping requirements, daily trading records requirements, major swap participants, CEA, RFQ system, Over-the-Counter, OTC, electronic platform, one-to-one voice services, mandatory objective criteria, mandatory transparent criteria, OTC market, connectivity, grace period, liquidity, resting bids, swap data repositories, liquidity characteristics, bilateral trading environment, trading venues, dealer-to-customer platforms, exchanges, swap execution, bilateral trading, voice-based trading, flexibility, execution protocol, order book systems, multiple-to-multiple trading venues, limit order, central limit order variants, non-continuous liquidity, credit default swaps, responsive quote, interstate commerce, mandatory minimum required recipients, quote requesters, institutional investors, voice-based system, security-based swap execution facility, SB SEF, permitted transactions, block trade thresholds, block size, data analysis, minimum block sizes, joint the trade, auction-based methods, matching, fixing, open outcry trading pits, quote-requesting participant, widened bid/offer spreads, exchanges for physical, exchanges for swaps, off-market transactions, linked transactions, packaged transactions, single joint transactions, crossing, matching traders, futures position, physical position, cash position, debt instrument, physical contract, discreet contract, Manipulation, price distortion, congestion, sporadic liquidity, emergency procedure, public information, complete audit trail, conflicts of interest, chief compliance officer, ISDA, SIFMA, Over-the-Counter Derivatives Markets, CBOE futures exchange, RFQ response period, Rulebook,