MFA submits comments to the SEC on amendments to the Uptick Rule.
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MFA Submits Comments to SEC on Amendments to the Uptick Rule02.12.07
MFA submits comments to the SEC on amendments to the Uptick Rule.
Topics: Securities and Exchange Commission SEC, execution prices, short selling, price test, self-regulatory organization, SRO, alternative investment industry, hedge funds, commodity pool operator, CPO, fund of funds, managed futures funds, assets under management, AUM, securities rulemaking, Office of Economic Analysis, OEA, investors, risk, hedge, liquidity, efficiency, decimalization, Nasdaq, OTCBB, Pink Sheets LLC, exchanges, bear raids, manipulative short selling, price restrictions, Arturo Bris, William Goetzmann, Ning Zhu, Yale School of Management, market participants, no-action relief, tick test, trading costs, actively traded securities, thinly-traded stocks, transactional short selling data, transparency, manipulative activity, short exempt, broker-dealer, order marking requirement,