MFA submitted a comment letter to the SECs Division of Trading and Markets on the short sale disclosure provisions in […]
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Comment Letter to the SECs Division of Trading and Markets on Section 929X of the Dodd-Frank Act02.07.11
MFA submitted a comment letter to the SECs Division of Trading and Markets on the short sale disclosure provisions in […]
Topics: short sales SEC, Securities and Exchange Commission, aggregate information, statutory requirements, title, class, CUSIP number, Steny Hoyer, customer account agreements, dividend payments, aggregate fair market value, public disclosure, institutional money managers, long positions, House Financial Services Chairman, Barney Frank, Non-disclosure, confidentiality protection, Senate, House, individualized disclosure. Financial Industry Regulatory Authority, FINRA, over-the-counter transactions, arranged stock lending,