MFA Comment Letters

Topic: side pocket

MFA Comments to the U.K. Hedge Fund Working Group’s Consultation Paper12.14.07


Today, MFA submitted the following response letter to the U.K. Hedge Fund Working Group on its Consultation Paper. The overall […]

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Topics: AIMA Alternative Investment Management Association, AML, audited annual accounts, board of directors, board of trustees, Borrowed Stock, bright line test, Chartered Financial Analyst Institute, cherry picking, client confidentiality, collateral agreements, collateral calls/two way collateral posting, commercial terms, compliance, compliance procedures, Comply or Explain, conflicts of interest, consultation paper, counterparties, counterparty risk, cross-market particpant working group, Derivative posistions, Difficult-to-Value Assets, Disclosure, disclosure thresholds, exchange traded posistions, exposure, Fair Value, Federal Reserve Bank of New York for OTC equity derivatives, fire sale, fund governing bodies, Fund Governing Body, funds of funds, global alternative investment industry, Global Investment Performance Standards, global relevance, Governance of Operational Risk, Hedge Fund Working Group, hedge funds, HFWG, illiquid securities, independent in-house functions, independent third parties, independent valuation services providers, inside information, Insider Dealing, Investment Policy, investor groups, investors, Irish Stock Exchange, jurisdictional requirements, Key man risk, Key Performance indicators (KPis) Fund Governance Disclosure, legal risks, Lenders/Prime Brokers/Dealers, Luxembourg Stock Exchange, managed futures funds, managers, Market Abuse, market price, market risk, marketable securities, Model Risk, net asset value, netting agreements, non-marketable, non-U.S. exchanges, offshore, one-stop shop, OTC derivatives transactions, OTC electronic transaction posistions, OTC market particpants, Outsourcing Risk, performance fee, Performance Measurement Disclosure, portfolio, portfolio management, potential conflicts, potential liability, President's Working Group on Private Pools of Capital (PWG), price sources, prime brokers, proxy voting policy, reconciliation errors, Regulators, regulatory implicationsm Websites, regulatory risks, Risk Disclosure, scenario analyses, Securities and Exchange Commission (SEC), segregation, service legal agreement, side letters, side pocket, soft limits, Sound Practices for Hedge Fund Managers, spectrum, stock lender, stress testing, third parties, Third Party Administrators, trade association, U.S. based funds, U.S. securities law, UK, uncertainity, United Kingdom, valuation, valuation determinations,

MFA Submits Comments to IOSCO on Consultation Report on Hedge Funds Offered to Retail Investors05.31.06


MFA Submits Comments to IOSCO’s “Regulatory Environment for Hedge Funds” survey

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Topics: absolute return strategies accredited investors, alternative investment industry, assets under management, AUM, CFTC, client, Code of Ethics, Commodity Futures Trading Commission, commodity pool operator, commodity trading advisor, conflict of interest, Consultation Report on Hedge Funds Offered to Retail Investors, CPO, credit derivatives, CTA, dealers, Department of the Treasury, derivatives, due diligence, Fair Value, Federal Reserve System, Federal Securities Laws, fraudulent behavior, FTSE-250, fund of funds, futures, futures exchange, hard-to-v, hedge fund industry, hedge fund managers, hedge funds, illiquid investments, implications of the growth of hedge funds, institutional investors, International Organization of Securities Commissions, investment advisers, investment company, investor, IOSCO, IOSCO Technical Committe Standing Committee on Investment Management, Look Through, managed futures funds, MFA's 2005 Sound Practices, MFA's Sound Practices for Hedge Fund Managers, National Futures Association, NAV, net asset value, NFA, options contracts, pooled investment vehicle, pricing, private equity, private fund, real estate funds, registered investment companies, registered public offerings, regulation, Regulation D, reporting requirements, RICs, S&P 500, SC5 2003 Report, SEC, Securities and Exchange Commission, Senate Banking Subcommittee on Securities, side pocket, single-manager hedge funds, sophisticated investors, The Regulatory Environment for Hedge Funds, United States Congress, valuation, venture capital,
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