On September 17, MFA, SIFMA, ICI, CII and several individual firms submitted a petition to the SEC regarding governance by […]
On April 30, MFA submitted a letter to the SEC in response to its proposal to update the regulatory framework […]
MFA submitted a letter to the Securities and Exchange Commission (SEC) on its proposed rules on “proposed rules on “Application […]
On March 2, MFA submitted a comment letter in response to the Securities and Exchange Commission’s proposed rules to implement […]
On December 22, 2014, MFA filed a comment letter to the SEC on the agency’s proposed Tick Test pilot program. MFA also referenced […]
On November 24, MFA submitted a comment letter to the U.S. Prudential Regulators (Fed, FDIC, OCC, FCA and FHFA) to […]
On October 23, MFA, ICI and SIFMA submitted a letter and order routing disclosure template to Chair White for the […]
MFA submitted a request for no-action relief to the CFTC for the three categories of package transactions for which relief from the […]
MFA submitted a letter to the UK FCA in response to its Discussion Paper on the use of dealing commissions. […]
Joint Letter on SEC Concept Release09.24.19
On September 24, MFA submitted a joint letter with AIMA in response to the SEC’s Concept Release on Harmonization of […]
Topics: harmonization SEC, SEC concept Release, investment adviser,