MFA Comment Letters

Topic: SEC

MFA Submits Letter to SEC on Proposed Cross-Border Application of its Rules to Non-U.S. Persons07.13.15


MFA submitted a letter to the Securities and Exchange Commission (SEC) on its proposed rules on “proposed rules on “Application […]

MFA Comment Letter on SEC’s Proposed Rules under 12(g) of the Exchange Act03.06.15


On March 2, MFA submitted a comment letter in response to the Securities and Exchange Commission’s proposed rules to implement […]

MFA Writes SEC on Tick Test Pilot Program12.22.14


On December 22, 2014, MFA filed a comment letter to the SEC on the agency’s proposed Tick Test pilot program.  MFA also referenced […]

MFA Comment Letter to Prudential Regulators on Final Margin Requirements11.25.14


On November 24, MFA submitted a comment letter to the U.S. Prudential Regulators (Fed, FDIC, OCC, FCA and FHFA) to […]

MFA, ICI & SIFMA Order Routing Disclosure Template Recommendation to SEC10.23.14


On October 23, MFA, ICI and SIFMA submitted a letter and order routing disclosure template to Chair White for the […]

MFA Shares Equity Market Structure Recommendations With Regulators09.30.14


The Managed Funds Association (MFA) today published strong, focused policy recommendations on equity market structure issues. The recommendations were shared […]