regulation ATS Archives - Managed Funds Association - MFA

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› Issues & Policy

Topic: regulation ATS

Comment Letter to ESMA on Draft Guidelines for Systems and Controls in a Highly Automated Trading Environment10.03.11

MFA submitted comments to ESMA on its consultation paper on Guidelines on systems and controls in a highly automated trading […]

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Topics: highly automated trading platform, investment firm, competent authorities, electronic trading services, direct market access, DMA, sponsored access, SA, high frequency, trading, HFT, institutional investor, registered manager, authorized manager, private investment fund, pension, endowment, Foundation, insurance companies, transaction cost, liquidity, transaction fees, market access, market information, market efficiency, order handling rules, regulation ATS, broker dealers, low latency technology, market maker, retail investors, service providers, algorithm, fiduciary, market centers, market intermediaries, electronic trading, order entry capacity, throttling, flooding,

Comment Letter on Proposals Responding to Events of May 6, 201009.12.10

MFA submitted a letter and appendix to the SEC-CFTC Joint Advisory Committee on Emerging Regulatory Issues commenting on the market […]

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Topics: Securities and Exchange Commission SEC, Commodity Futures Trading Commission, CFTC, Joint CFTC-SEC Advisory Committee on Emerging Regulatory Issues, institutional investors, registered investment advisers, private investment pools, pensions, endowments, foundations, insurance companies, hedge fund, fund of funds, managed futures funds, industry service providers, transaction cost, fees, transparency, global financial crisis, liquidity, Dow Jones Industrial Average, Market Break of 1962, low latency technology, equity market, order handling rules, regulation ATS, Regulation NMS, New York Stock Exchange, NYSE, dark pools, high frequency trading, market manipulation, market makers, broker-dealer, margin requirements, buyers, sellers, bid-ask spread, retail investors, speed bumps, Execution Speeds, Over-the-Counter Derivatives Markets, OTC derivatives markets, derivatives, flash crash,

Comment Letter to SEC Responding to Concept Release on Equity Market Structure05.07.10

MFA submitted a letter to the SEC in response to its request for comments on its Equity Market Structure Concept […]

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Topics: Securities and Exchange Commission SEC, Equity Market Structure, order handling rules, regulation ATS, decimalization, Regulation NMS, institutional investors, retail investors, liquidity, bid-ask spreads, transaction costs, technology, non-public trading, risk management, broker dealers, capital formation, long-term investors, short-term traders, registered investment advisers, private investment pools, pensions, endowments, foundations, insurance companies, direct market access, sponsored access, low latency technology, high frequency trading, HFT, automated trading, investor confidence, trading volume, order cancellations, market maker, specialist quotes, algorithm, quantitative strategies, global financial crisis, frontrunning, order anticipation, public information, momentum ignition, dark pools, Office of Economic Analysis, post-trade execution, National Market System, electronic communication networks, ECN, alternative trading systems, Intermarket Trading System Plan, ITS, Nasdaq, electronically accessibel quotes, New York Stock Exchange, NYSE, U.S. Department of Justice, National Association of Securities Dealers Inc., proprietary trading, electronic trading desks, inventory risks, inter-market arbitrage, price discovery, spreads, fees, execution speed, market depth, efficiency, transparency, Japan, Germany, United Kingdom, France, hedging, Market Crash of 1987, asset classes, fixed income, buyers, sellers, market fragmentation, investment time horizon, capital allocation, mutual fund, trading desk, competitive barriers, U.S Treasury bonds, Treasury ETF, large cap stocks, small cap stocks, securities lending, quote flickering, phantom liquidity, cancellation rate, limit orders, order protection rule, market consolidation, Designated Market Maker, volatility, short selling, market color, trends, sector change, co-location, price swings, pinging, upstairs market, post-trade transparency, connectivity vendors,