MFA, jointly with Investment Company Institute, Investment Adviser Association, Alternative Investment Management Association and the Asset Management Group of the […]
MFA, jointly with the Investment Adviser Association and the Alternative Investment Management Association, submitted a petition to the Commission to […]
MFA submitted a letter to the Securities and Exchange Commission in response to proposed amendments to Regulation D, Form D […]
MFA jointly submitted with the Investment Company Institute, Investment Adviser Association and the Asset Manager’s Group of SIFMA a letter […]
MFA jointly with several other buy-side trade associations (the “Associations”), sent CFTC Chairman Gensler a letter requesting that the CFTC […]
MFA jointly with several other buy-side trade associations (the “Associations”), sent Treasury Secretary Geithner a letter requesting that he make […]
MFA submitted comments to the CFTC urging it to harmonize its regulations with the JOBS Act, which eliminates the prohibition […]
On Friday, June 29, MFA submitted comments to the SEC in response to its notice of the Financial Industry Regulatory […]
MFA submitted comments to the CFTC on its Harmonization Proposal on compliance obligations for the operators of registered investment companies […]
MFA Submits Comments to FinCEN on Customer Due Diligence Proposals10.02.14
MFA submitted a letter to the Financial Crimes Enforcement Network (FinCEN) in response to its customer due diligence proposals for […]
Topics: Financial Crimes Enfor Advanced Notice of Proposed Rulemaking, due diligence, RIN 1506-AB25, FINCEN-2014-0001, FinCEN, pooled investment vehicles, beneficial ownership requirement, registered investment companies, investment advisor, registered entities, commodity pool operators, commodity trading advisors, CTA, retail foreign exchange (FX), swap dealers, major swap participants, CFTC, Form ADV, Form PF, KYC,