On August 19, MFA submitted a comment letter to FINRA on Rule 5131, New Issue Allocations and Distributions. In the […]
Learn about the hedge fund industry and investing strategies through our monthly e-newsletter.
The latest news on legislative and regulatory issues affecting the hedge fund industry from Washington, D.C. and beyond.
Managed Funds Association's Hedge Fund Investor Map is a new and unique educational tool that offers a comprehensive look at the institutional hedge fund investor landscape in the U.S.
Comment Letter on FINRA Rule 5131, New Issue Allocations and Distributions08.19.11
On August 19, MFA submitted a comment letter to FINRA on Rule 5131, New Issue Allocations and Distributions. In the […]
Topics: New Issue Allocations and Distributions spinning, quid pro quo, initial public offering process, conflicts of interest, FINRA, IPO, anti-spinning, de minimis exemption, ownership interest, pooled investment vehicle, funds of hedge funds, profit, loss allocation, covered employees, unaffiliated pooled vehicles, investor privacy, confidentiality,