NASD Notice to Members 04-50: Treatment of Commodity Pools Trade Commissions under Rule 2810
Learn about the hedge fund industry and investing strategies through our monthly e-newsletter.
The latest news on legislative and regulatory issues affecting the hedge fund industry from Washington, D.C. and beyond.
Managed Funds Association's Hedge Fund Investor Map is a new and unique educational tool that offers a comprehensive look at the institutional hedge fund investor landscape in the U.S.
›
Issues & Policy 
MFA Submits Comments to NASD on Treatment of Commodity Pool Trail Commissions under Rule 281004.06.06
NASD Notice to Members 04-50: Treatment of Commodity Pools Trade Commissions under Rule 2810
Topics: Mary Schapiro National Association of Securities Dealers, NASD, commodity pool trail commissions, registration, hedge funds, fund of funds, managed futures funds, alternative investment vehicles, commodity pool operator, CPO, commodity trading advisor, CTA, broker-dealer, managed futures, commodity pool, underwriting compensation, commodity pool DPPs, Gabriela Aguero, NASD Corporation Finance Department, Therese Woods, registration statement, Form S-1, no objections letter, commodity pool industry, public notice, Federal Securities Laws, Securities and Exchange Commission, SEC, delayed or continuous offerings of securities, S-3, F-3, securities, trail economics, Broker, Frontier Fund,