MFA Comment Letters

Topic: management bodies

MFA Submits Comments on AIFMD Remuneration09.27.12


MFA submitted comments to the European Securities and Markets Authority (ESMA) on its consultation on guidelines on sound remuneration policies […]

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Topics: affiliated group AIFM, AIFMD, alignment of interests, alternative instruments, Annual Report, assets under management, audit, AUM, Balance Sheet, bank, bonuses, capital requirements, carried interest, chief compliance officer, Claw-Back, commissions, compliance, compliance staff, Confidential Information, consultation paper, control function, control functions, Council of the European Union, counsel, credit institutions, deferral of remuneration and pension, deferred remuneration, delegate, deposit-taking entity, Disclosure, distributions, ESMA, EU, EU Passport, European Commission, European Parliament, European Securities and Markets Authority, European Union, excessive risk-taking, fee structure, fees, financial institutions, financial stability, governing body, government insurance, hedge fund managers, hedge funds, Identified Staff, institutional investor, Insurance, investors, junior partner, Limited Liability Company, limited liability partnership, LLC, LLP, management bodies, management committees, marketing, material risk, Member State, Member State competent authorities, MiFID, MiFID firms, minimum capital requirements, non-deferred remuneration, non-EU AIFM, non-executive directors, operational risk, other risk taker, own account dealer, owner-managed AIFM, parent company, pension, performance fee, performance measures, Policy Makers, private placement, private placement regime, proportionality principle, public shareholders, redemption rights, Regulators, RemCo, remuneration, remuneration policies, retention policy, risk alignment, risk management, risk profile, Senior Management, service providers, shareholders, sophisticated investors, stakeholders, tax, Tax Implications, third country, UCITS, underperformance, United Kingdom, variable remuneration,

MFA Responds to ECON’s MiFID Questionnaire01.13.12


MFA submitted responses to MEP Markus Ferbers Questionnaire on MiFID/MiFAR 2, which asks for further information on certain aspects of […]

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Topics: abnormal trading conditions algorithmic trading, alternative arrangements, alternative investment funds, alternative investment managers, APA, approved publication arragement, approved reporting mechanism, arbitrage trading, ARM, bilateral credit agreement, bilateral execution documentation, broker crossing network, broker dealers, broker liquidity, CCP, central limit order book, circuit breakers, clearing obligation, CLOB, co-location services, commodity derivatives, confidentiality requirements, confidentiality safeguards, conflicts of interest, consolidated tape provider, corporate governance, corporate governance rules, correlating instruments, counterbalancing benefits, CTP, custody, dark pools, DEA, depositary receipts, derivatives, derivatives trading venues, direct electronic access, ECON, Economic and Monetary Affairs Committee, EEA venues, eligible counterparties, EMIR, energy swaps, equivalence, ESA, ETF, European Commission, European Market Infrastructure Regulation, European Parliament, European Supervisory Authorities, exchange traded funds, financial activity, flash crash, hedging transactions, high frequency trading, high frequency/low latency, limit up-limit down measure, liquidity, listed equity derivatives, listed futures, management bodies, market-making activities, Markets in Financial Instruments Directive, Markus Ferber, MiFID passport, MTF SME, mutual funds, non-discriminatory access, non-discriminatory access to market infrastructure, non-structured UCITS, organized trading facility, organized venues, OTF, packaged retail investment product, position limits, position management powers, pre-trade market data, PRIP, professional clients, public consultation, Questionnaire on MiFID/MiFIR 2 by Markus Ferber MEP, real-time clearing, real-time registration, reciprocal access, reciprocal recognition, regulatory capital, regulatory investigation, relevant counterparties, request for quote system, retail clients, RFQ, risk caps, safekeeping, sanction, SEC, Securities and Exchange Commission, shares, SME, straight-through processing, structured UCITS, third country firms, third country trading venues, trading obligation, trading venues, transparency, UCITS IV, voice brokerage systems,
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