MFA submitted a comment letter to the Financial Stability Board and the International Organization of Securities Commissions in response to […]
MFA submitted comments to the CFTC regarding a concept release on risk controls and system safeguards for automated trading environments. […]
MFA and the Asset Management Group of SIFMA (SIFMA AMG) submitted comments to the Commodity Futures Trading Commission (CFTC) requesting […]
MFA submitted a comment letter to the Working Group on Margining Requirements (WGMR) of the Basel Committee on Banking Supervision […]
MFA jointly with several other buy-side trade associations (the “Associations”), sent CFTC Chairman Gensler a letter requesting that the CFTC […]
MFA jointly with several other buy-side trade associations (the “Associations”), sent Treasury Secretary Geithner a letter requesting that he make […]
MFA submitted a comment letter to the Working Group on Margining Requirements (WGMR) of the Basel Committee on Banking Supervision […]
MFA and AIMA jointly submitted a comment letter to the Commodity Futures Trading Commission (“CFTC”) on its “Proposed Interpretive Guidance […]
MFA submitted a comment letter to the European Securities and Markets Authority (“ESMA”) in response to its Consultation Paper on “Draft Technical […]
MFA Submits Comments to FinCEN on Customer Due Diligence Proposals10.02.14
MFA submitted a letter to the Financial Crimes Enforcement Network (FinCEN) in response to its customer due diligence proposals for […]
Topics: Financial Crimes Enfor Advanced Notice of Proposed Rulemaking, due diligence, RIN 1506-AB25, FINCEN-2014-0001, FinCEN, pooled investment vehicles, beneficial ownership requirement, registered investment companies, investment advisor, registered entities, commodity pool operators, commodity trading advisors, CTA, retail foreign exchange (FX), swap dealers, major swap participants, CFTC, Form ADV, Form PF, KYC,