listing Archives - Managed Funds Association - MFA

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Wall Street Journal - 6/22/2017 - CFTC’s Giancarlo Sails Through Confirmation Hearing ›

Reuters - 6/22/2017 - SEBI Allows Hedge Funds to Invest in Commodity Derivatives ›

Politico Pro - 6/23/2017 - The GOP’s Trillion Dollar Tax Problem ›

The Trade - 6/22/2017 - French Regulator Calls for Reform to ESMA ›

Law360 - 6/23/2017 - Clayton Laments IPO Decline At SEC Meeting ›

› Issues & Policy

Topic: listing

MFA Submits Letter to SEC on Sequencing Roadmap for Final Title VII Rules08.13.12

MFA submitted a comment letter to the SEC in response to its Sequencing Roadmap Policy Statement on the compliance dates […]

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Topics: Securities and Exchange Commission SEC, compliance date, security-based swaps, Dodd-Frank Act, statement of general policy, reporting rules, clearing rules, swap execution facilities, SEF, Security-Based Swap Execution Facilities, block trades, broker-dealer, Commodity Futures Trading Commission, CFTC, margin, portfolio margining, swaps, credit default swap, CDS, mandatory clearing, omnibus account, broad-based index credit default swaps, dealers, Proprietary Accounts, central clearing, clearing, market participants, buy-side participants, straight-through processing, interconnectedness, European Securities and Markets Authority, ESMA, exemptive relief, broad-based credit indices, security-based swap agreement, mixed swaps, Security-Based Swap Dealer, Major Security-Based Swap Participant, Cross-Border, non-U.S. persons, clearing agency, swap transaction data, swap data repositories, block trade thresholds, real-time public reporting, swap dealer, operational infrastructure, recordkeeping requirements, customer protection, single-name CDS, derivatives clearing organization, DCO, execution, sovereign CDS, Options Clearing Corporation, OCC, credit asset classes, Category 1 Entities, federal register, Category 2 Entities, central counterparty, CCP, made available for trading, listing, mandatory clearing requirements, swap market participant, counterparties,

MFA Submits Comment Letter to CFTC on Proposed Dodd-Frank Implementation Rules for Mandatory Swap Clearing, Trade Execution, and Margin Rules11.04.11

The OTC derivatives reforms (Title VII) resulting from the Dodd-Frank Act will cause sweeping transformation of the OTC derivatives markets […]

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Topics: Commodity Futures Trading Commission CFTC, swaps, swap transaction, swap transaction compliance, clearing, trade execution, margining, margining requirements, Dodd-Frank Act, mandatory clearing, Rulemaking, Gary Gensler, central clearing, market participants, buy-side participants, end-user exemptions, product definition rules, Securities and Exchange Commission, SEC, security-based swaps, swap dealer, Security-Based Swap Dealer, Major Swap Participant, Major Security-Based Swap Participant, collateral, full-scale clearing, uncleared swaps, liquidity, execution, Category 2 Entities, Category 1 Entities, active fund, buy-side market participants, private funds, swap execution facilities, SEF, Designated Contracts Markets, DCMs, real-time reporting, swap data, Regulators, derivatives clearing organization, futures commission merchants, FCM, non-dealer market participants, clearing mandate, G20, OTC derivatives, over-the-counter derivatives, exchanges, electronic platform, central counterparties, CCP, federal register, class of swaps, voluntary clearing, Category 3 Entities, Scott O'Malia, compliance schedules, compliance date, made available for trading, partial tear-ups, novations, third-party subaccount, non-MSP counterparties, interest rate swaps, broad-based index credit default swaps, commodity swaps, systemic risk, real-time clearing, cost-benefit analysis, price distortion, bilateral execution, execution venue, listing, security-based swap SEF, Category 4 Entities, trading documentation, phased implementation, transparency, prudential regulators, variation margin, netting, counterparties,