MFA submitted a comment letter to the CFTC in response to comments on the CME Group’s proposed Market Regulation Advisory […]
MFA sent a letter to the Governor of the Bank of England stating that MFA and its members are extremely […]
MFA submitted a comment letter to the SEC on FINRA’s rule 2810 with respect to trail commissions along with the […]
MFA submitted a comment letter to the SEC on the proposed naked short selling antifraud rule.
MFA filed a comment letter with the SEC, in response to the SEC’s proposed amendments to Part 2 of Form […]
MFA submits comments in response to IOSCO’s “Call for Views on Issues that Could Be Addressed by IOSCO on Funds […]
MFA submits to the SEC comments on its concept release concerning management’s reports on internal controls.
MFA Submits Letter to CFTC on SEF Onboarding Documentation Issues01.08.14
On January 8, MFA submitted a letter as a request for action by the CFTC to conduct targeted compliance reviews […]
Topics: CFTC Commodity Futures Trading Commission, SEF, Swap Execution Facility, swaps, competition, transparency, buy-side, made available for trading, MAT, Division of Clearing and Risk, Division of Market Oversight, Division of Swap Dealer and Intermediary Oversight, compliance, credit default swaps, CDS, straight-through processing, Javelin, trueEX, TW SEF LLC, clearing, risk management, no-action relief, futures commission merchant, FCM, request for quote, RFQ, block trades, market participants, breakage, bunched orders, derivatives clearing organization, DCO, interest rate swaps, liability, hedge fund investors, investment manager, OTC derivatives, over-the-counter derivatives,