MFA submitted comments to the CFTC urging it to harmonize its regulations with the JOBS Act, which eliminates the prohibition […]
MFA submitted comments to the CFTC on its Harmonization Proposal on compliance obligations for the operators of registered investment companies […]
MFA Files Petition for Rulemaking to Amend Certain CPO/CTA Recordkeeping Requirements07.21.14
MFA, jointly with the Investment Adviser Association and the Alternative Investment Management Association, submitted a petition to the Commission to […]
Topics: IAA AIMA, Investment Adviser Association, Alternative Investment Management Association, CFTC, Commodity Futures Trading Commission, recordkeeping, adviser registration, recordkeeping requirements, commodity pool operator, CPO, commodity trading advisor, CTA, permissible entity, no-action relief, Petition for Rulemaking, investment management industry, pooled investment vehicles, separate account structure, investment adviser, commodity, burdensome, electronic recordkeeping regulations, Investment Company Institute, ICI, National Futures Association, NFA, SEC, Securities and Exchange Commission, examination, broker-dealer, futures commission merchant, FCM, introducing broker, forwards, forward transactions, Word Perfect, harmonize compliance obligations, registered investment companies, brokerage, custodian, Transfer Agent, harmonization, U.S. Department of Justice, third-party recordkeeper, compliance burden,