MFA Comment Letters

Topic: Freddie Mac

Comment Letter on IOSCO’s Consultation Report on ‘Regulatory Issues Raised by the Impact of Technological Changes on Market Integrity and Efficiency,’08.12.11


MFA submitted comments to IOSCO on its consultation report on Regulatory Issues Raised by the Impact of Technological Changes on […]

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Topics: 1963 Special Study 1963 Special Study of the Securities Markets, 2010, affirmative stock locate framework, AIG, algorithmic trading, algorithms, Arndt, Barclays Capital Equity Research, Barclays Plc., bid-ask spreads, broker dealers, buy-side brokers, CFTC, circuit breakers, co-location services, computer programs, connectivity, Consultation Report, dark pools, DEA, Division of Risk, Dow Jones Industrial Average, E-Trade, Economic Growth, educational campaigns, effective spreads in European equities, efficiency, electronic markets, Elizabeth Murphy, empirical data, endowments, erroneous trades, ETFs, EU, executing brokers, execution speed, Fannie Mae, fees, Fidelity, fiduciary obligation, Financial Crisis of 2008, fixed commission rates, flash crash, Flash Crash of May 6, foundations, France, Freddie Mac, Germany, Goldman Sachs, Gomber, HFT, high frequency trading, institutional investor, institutional investors, insurance companies, intermediary firm, International Organization of Securities Commissions, investment time horizons, Japan, Joint Advisory Committee on Emerging Regulatory Issues, Joint Industry Limit Up-Limit Down Proposal, LaBranche, limit-up/limit-down systems, long-term, low latency, Lutat, market access, Market Break of 1962, Market Crash of 1987, market depth, market dislocations, market efficiencies, market information, market liquidity, market trends, Merrill Lynch, monopolies, Mr. Werner Bijkerk, mutual funds, Nasdaq, National Securities Clearing Corporation, NBBO, New York Stock Exchange, NSCC, Office of Markets in the Division of Risk, order execution, order-to-trade ratios, OSCO, oversight, passive, pensions, Peter Gomber, pricing reliability, proprietary, proprietary trading tools, quote stuffing, Regulatory Issues Raised by the Impact of Technological Change on Market Integrity and Efficiency, Rosenblatt Securities, Schwab, SEC, Securities Exchange Commission, single-stock circuit breakers, Spain, sponsored access, spreads, standardize disclosure, Strategy and Financial Innovation, Strategy and Innovation memorandum, TABB Group, TAGG Group, TD Ameritrade, Technical Committee, Technical Committee of the International Organization of Securities Commissions, technological developments, third party vendors, Thomson, threshold securities, trading strategies, transaction delivery, transaction fees, transparency, two-sided displayed quotes, Uhle, UK, wait-and-see, Washington Mutual,

MFA Comments in Response to the IOSCO Consultation Report on Hedge Funds Oversight04.30.09


MFA submitted a written response to the IOSCO Consultation Report on Hedge Funds Oversight. MFA’s comments focused on four key […]

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Topics: absolute return advisory relationships, alternative investment fund managers, Alternative Investment Management Association, Anti-Fraud Provisions, banking, best practices, bilateral solutions, business-process objectives, buyers, capital, capital markets, CDS, centralized clearing, clearinghouse platforms, Commission Bancaire of France, counter-cyclical force, credit default swaps, customer collateral, diligence process, distressed assets, EC, endowments, equities, equity derivative confirmations, European Commission, Fannie Mae, Federal Reserve Bank of New York, Financial Research Corp. counterparties, Financial Stability Forum, Freddie Mac, FSA, G-20, global crisis, global integration, Hedge Fund Standards Board, hedge funds, Hedge Funds Oversight: Consulation Report, high-water mark, insider trading, investor confidence, Investor Protection, IOSCO, Lehman Brothers, liquidity, Long Term Capital Management, Lord Adair Turner, management fee, Market Confidence, market integrity, MFA's Sound Practices for Hedge Fund Managers, minimum capital requirements, moral hazards, mutual fund, OMG, Operations Management Group, orderly dissolution, OTC derivatives, over-the-counter derivatives, pension plans, performance compensation, President's Working Group's Asset Managers' Committee, price efficiency, prime brokers, private pools, proprietary information, public disclosure, regulation, residential mortgage lending, Rulemaking, securities laws, sellers, selling short, stability, standardized disclosures, systemic risk, Task Force on Unregulated Financial Entities, Technical Committee of the Internationl Organization of Securities Comissions, transparency, U.K. Financial Services Authority,

MFA Letter to GAO Following Telephone Interview on January 15, 200902.06.09


MFA submitted a letter to the Government Accountability Office (GAO) following its telephone interview on January 15, which was held […]

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