MFA Comment Letters

Topic: equivalence

MFA Letter to ESAs on EMIR Risk Mitigation Regulatory Technical Standards07.14.14


MFA submitted a comment letter to the European Supervisory Authorities (ESAs) on their joint consultation paper on “Draft regulatory technical […]

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Topics: AIMA alternative investment funds, Alternative Investment Management Association, base currency, Basel Committee for Banking Supervision, Canada, Cayman Islands, clearing threshold, collateral, collateral currency, concentration limits, consultation paper, Council of the European Union, counterparties, counterparty credit risk, dispute resolution procedures, documentation, duplicative regulation, efficiency, EMIR, equivalence, ESMA, European Banking Authority, European Commission, European Insurance and Occupational Pension Authority, European Market Infrastructure Regulation, European Parliament, European Securities and Markets Authority, European Supervisory Authorities, financial counterparties, France, G7, Germany, haircuts, harmonization, in-scope entity, Individual Segregation, initial margin, International Organization of Securities Commissions, International Swaps and Derivatives Association, IOSCO, ISDA, Italy, Japan, legal opinion, liquidation, liquidity, mandatory margin requirements, margin, market participants, minimum notional threshold, netting, non-financial counterparty, OTC derivatives market, proportionality principle, regulatory arbitrage, regulatory requirements, regulatory technical standards, securities, segregation, settlement currency, settlement period, substituted compliance, systemic risk, third country, third party custodian, trade repositories, trading costs, transparency, uncleared derivative, United Kingdom, United States, US Treasuries, variation margin, verification requirement,

MFA Responds to ECON’s MiFID Questionnaire01.13.12


MFA submitted responses to MEP Markus Ferbers Questionnaire on MiFID/MiFAR 2, which asks for further information on certain aspects of […]

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Topics: abnormal trading conditions algorithmic trading, alternative arrangements, alternative investment funds, alternative investment managers, APA, approved publication arragement, approved reporting mechanism, arbitrage trading, ARM, bilateral credit agreement, bilateral execution documentation, broker crossing network, broker dealers, broker liquidity, CCP, central limit order book, circuit breakers, clearing obligation, CLOB, co-location services, commodity derivatives, confidentiality requirements, confidentiality safeguards, conflicts of interest, consolidated tape provider, corporate governance, corporate governance rules, correlating instruments, counterbalancing benefits, CTP, custody, dark pools, DEA, depositary receipts, derivatives, derivatives trading venues, direct electronic access, ECON, Economic and Monetary Affairs Committee, EEA venues, eligible counterparties, EMIR, energy swaps, equivalence, ESA, ETF, European Commission, European Market Infrastructure Regulation, European Parliament, European Supervisory Authorities, exchange traded funds, financial activity, flash crash, hedging transactions, high frequency trading, high frequency/low latency, limit up-limit down measure, liquidity, listed equity derivatives, listed futures, management bodies, market-making activities, Markets in Financial Instruments Directive, Markus Ferber, MiFID passport, MTF SME, mutual funds, non-discriminatory access, non-discriminatory access to market infrastructure, non-structured UCITS, organized trading facility, organized venues, OTF, packaged retail investment product, position limits, position management powers, pre-trade market data, PRIP, professional clients, public consultation, Questionnaire on MiFID/MiFIR 2 by Markus Ferber MEP, real-time clearing, real-time registration, reciprocal access, reciprocal recognition, regulatory capital, regulatory investigation, relevant counterparties, request for quote system, retail clients, RFQ, risk caps, safekeeping, sanction, SEC, Securities and Exchange Commission, shares, SME, straight-through processing, structured UCITS, third country firms, third country trading venues, trading obligation, trading venues, transparency, UCITS IV, voice brokerage systems,

Comment Letter to ESMA on its Technical Advice to the European Commission for Implementing AIFMD09.23.11


MFA submitted comments to ESMA on its consultation on Third Country Provisions in the AIFMD. In our response, among other […]

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