MFA and AIMA submitted comments to the Securities and Exchange Commission (SEC) on its proposed Regulation Systems Compliance (“Reg SCI”) […]
MFA, the American Council of Life Insurers (ACLI), and the Alternative Investment Management Association (AIMA) (collectively, the “Associations”) submitted a […]
Managed Funds Association submitted a comment letter to the Securities and Exchange Commission (SEC) on decimalization and a tick size […]
MFA submitted a letter to the Securities and Exchange Commission(SEC) regarding computer trading and risk management issues. MFA noted in […]
MFA submitted a comment letter to the Department of Labor in response to the Departments proposed rule to amend the […]
MFA submitted comments to the European Commission in response to its Consultation Paper, Review of the Markets in Financial Instruments […]
MFA submitted a letter to the Committee of European Securities Regulators (CESR) today in response to its Consultation Paper on a […]
MFA submits a comment letter to the Senate Republican Capital Markets Task Force in response to the Task Force’s request […]
MFA Comments on FINRA Wash Sale Proposal09.25.13
Today, MFA filed a letter to the SEC on FINRA’s proposal to add supplementary material to FINRA Rule 5210 (Publication […]
Topics: Securities and Exchange Commission SEC, FINRA, Financial Industry Regulatory Authority, wash sales, wash sale transaction, algorithms, algorithmic trading, inadvertent self-matches, self-match prevention, equity markets, exchanges, alternative trading systems, automated trading, liquidity, transaction costs, chilling effect, execution, Cross-Border, foreign markets, regulatory framework, corporate bonds, municipal securities, Ernst & Ernst v. Hochfelder, Santa Fe Industries Inc. v. Green, In the Matter of J.A. Latimer & Co. Inc., In the Matter of Thornton & Co., Manipulation, independent decision maker, market infrastructures, market data, market participants, aggregation units, trading desk,