MFA submitted a comment letter to the SEC in response to proposed business conduct standards for security-based swap dealers and […]
MFA submitted a comment letter to the CFTC on its proposal on Business Conduct Standards for Swap Dealers and Major […]
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Issues & Policy 
Comment Letter to SEC on Proposed Rules for Business Conduct Standards for Security-Based Swap Dealers and Major Security-Based Swap Participants08.29.11
MFA submitted a comment letter to the SEC in response to proposed business conduct standards for security-based swap dealers and […]
Topics: Security-Based Swap Dealers Security-Based Swap Participants, Securities and Exchange Commission, Business Conduct Standards, SBS Dealers, Major SBS Participants, transparency, market integrity, risk mitigation trading activity, prescriptive standards, Diligent Supervision, Qualified Representative, material information, clearing rights, daily mark, Self Regulatory Organizations, SRO, Financial Industry Regulatory Authority, FINRA, National Futures Association, NFA, broker dealers, BD, futures commission merchants, FCM, eligible contract participants, investment vehicles, special entity,