MFA and AIMA submitted comments to the Securities and Exchange Commission (SEC) on its proposed Regulation Systems Compliance (“Reg SCI”) […]
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MFA and AIMA Submit Comments on Proposed SEC Regulation SCI07.17.13
MFA and AIMA submitted comments to the Securities and Exchange Commission (SEC) on its proposed Regulation Systems Compliance (“Reg SCI”) […]
Topics: Securities and Exchange Commission SEC, AIMA, Alternative Investment Management Association, Regulation Systems Compliance and Integrity, Regulation SCI, operational risk, regulatory framework, equity markets, decimalization, technology, United States Congress, National Market System, liquidity, transparency, hedge funds, investor, hedge fund investors, risk management, circuit breakers, broker-dealer, limit up-limit down measure, automation review program, ARP, self-regulatory organization, SRO, exempt clearing agency, Investor Protection, market participants, New York Stock Exchange, NYSE Euronext, Commodity Futures Trading Commission, CFTC, Joint Advisory Committee on Emerging Regulatory Issues, SIFMA, Securities Industry and Financial Markets Association, securities market, algorithmic trading, quantitative strategies, systemic risk, systematic risk, regulatory requirements, Theodore Lazo, Elizabeth Murphy, proprietary trading, material systems change, Gregg Berman, Knight Capital Group Inc., Mary Schapiro, SCI Entity, industry innovation, Form SCI,