MFA submitted comments to the SEC in response to its request for comments on its proposed rule on Risk Management […]
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Issues & Policy 
Comment Letter to SEC Responding to Proposed Rule Regarding Risk Management Controls for Broker-Dealers with Market Access03.29.10
MFA submitted comments to the SEC in response to its request for comments on its proposed rule on Risk Management […]
Topics: risk management broker dealers, market access, Securities Exchange Commission, SEC, trading errors, unfiltered sponsored access, confidentiality safeguards, proprietary business, customer business, Investor Protection,