MFA submitted comments to the SEC in response to its order instituting proceedings to determine whether to approve or disapprove […]
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Issues & Policy 
MFA Submits Comment Letter to SEC in Response to its Order Instituting Proceedings to Determine Whether to Approve or Disapprove of FINRA Proposed Rule 5123 on Private Placements02.27.12
MFA submitted comments to the SEC in response to its order instituting proceedings to determine whether to approve or disapprove […]
Topics: Securities and Exchange Commission SEC, Financial Industry Regulatory Authority, FINRA, Regulation D, disclosure documents, private offerings, capital formation, private placements, unnecessary burden on capital formation, registration statement, substantive disclosure requirements, investment company, fraudulent and manipulative acts and practices, regulating, clearing, settling, processing information, public interest, non-public offerings, safe harbor, sophisticated investors, eligible purchasers, private placement market, fraudulent behavior, Dodd-Frank Act, disclosures, institutions, accredited investors, qualified clients, qualified purchasers, knowledgeable employees, broker-dealer,