Hackbert v. Holmes Archives - Managed Funds Association - MFA

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› Issues & Policy

Related Rules: Hackbert v. Holmes

Comment Letter Responding to CFTC’s Proposed Rule on the Prohibition of Market Manipulation12.28.10

MFA submitted comments to the CFTC in response to its request for comments on its proposed rule on the Prohibition […]

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Topics: Prohibition of Market Commodity Futures Trading Commission CFTC, Prohibition of Market Manipulation, Price Manipulation, market integrity, futures, derivatives, Price Risks, Discovering Prices, Price Information, SEC, Enforcement Authority, Swap Transactions, Securities Markets, Antifraud Protection, Retail Market Participants, Disclosure, Inquiry, diligence, Fiduciary Relationships, broker-dealer, Nonpublic Information, Commodity Transaction, hedging, proprietary information, Anti-Manipulation, Scienter Requirement, eligible contract participants, ECPs, Federal Trade Commission, FTC, Extreme Recklessness Standard, closing period, Violating Bids and Offers,

Comment Letter Responding to SEC’s Proposed Rule on the Prohibition Against Fraud, Manipulation, and Deception12.23.10

MFA submitted comments to the SEC in response to its request for comments on its proposed rule on the Prohibition […]

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Topics: Securities and Exchange Commission SEC, access to markets, Security-Based Swap, securities, derivatives, derivatives market, capital formation, market data, liquidity, market participants, broker dealer, hedge, swap, purchase, sale, post-execution performance, extinguishment, margin payment, Cash Flow, credit loss, debt security, antifraud authority, interest, dividendpost-execution, International Swaps and Derivatives Association, ISDA, Master Agreement and a Credti Support Annex, bilateral contract, credit default swap, CDS, restructuring, The Court of Appeals for the Second Circuit, security-based contract, post-execution of security-based swap contracts, termination rights, reference entity, credit event, debt obligation, bond, loan, Nonpublic Information, extreme recklessness, eligible contract participant, ECP, ordinaty negligence, collateral, Compliance Policies,