MFA submitted a letter to the Securities and Exchange Commission in response to proposed amendments to FINRA Rule 5131 (New […]
MFA submitted a comment letter to FINRA on Rule 5131, New Issue Allocations and Distributions. In the letter, we explain […]
On August 19, MFA submitted a comment letter to FINRA on Rule 5131, New Issue Allocations and Distributions. In the […]
MFA Submits Comments to SEC on FINRA Rule 513112.20.13
MFA submitted a letter to the Securities and Exchange Commission in response to FINRA’s proposed change to its amendments to […]
Topics: SEC Securities and Exchange Commission, FINRA, Financial Industry Regulatory Authority, Look Through, beneficial owner, indirect beneficial owner, investment adviser, allocation, distributions, control person, hedge fund, alignment of interests, institutional investors, Fund Manager, spinning, fund of funds, de minimis, SRO, self-regulatory organization, Marc Menchel,