MFA, IAA, and AIMA filed a letter requesting the CFTC grant an extension in time for compliance with the amendments […]
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MFA Files Joint Letter to CFTC Requesting a Time Extension for Compliance with Amendments Regarding Section 4.1304.30.12
MFA, IAA, and AIMA filed a letter requesting the CFTC grant an extension in time for compliance with the amendments […]
Topics: Investment Adviser Association IAA, Alternative Investment Management Association, AIMA, Commodity Futures Trading Commission, CFTC, commodity pool operator, CPO, CPO registration requirements, commodity trading advisor, CTA, pool, swaps, Associated Persons, fingerprint cards, proficiency requirements, investment firms, market participants, portfolio analysis, registration, compliance, National Futures Association, NFA, commodity interests, electronic trading models, Form 8-R, Series 3 Exam, registration statement, hedging activities, Form 7-R, Dodd-Frank Wall Street Reform and Consumer Protection Act, Dodd-Frank Act, Third Party Service Providers, Securities and Exchange Commission, SEC, Form ADV, private pool, wholly-owned subsidiary, margin requirements, security-based swaps, credit default swap, CDS, margin, initial premiums, swap contracts, back testing, aggregate trading, net notional test, futures, options,