Regulatory compliance for RIAs: the time to address IT is now (Ernst & Young)

Financial Services • September 2011

KEYWORDS: Dodd-Frank Act, Hedge Fund IT, compliance requirements, private fund advisers


Cynthia Doe

Daniel New

  • Ernst & Young


With new Dodd-Frank rules looming, registered investment advisors must act quickly — but diligently — to make certain that their information technology can support new compliance requirements.

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