FS Regulatory Brief: Private Fund Investment Advisers Registration Act of 2009 (PricewaterhouseCoopers)

Fall 2009

KEYWORDS: Private Fund Investment Advisers Registration Act of 2009, Investment Advisers Act of 1940, SEC, Securities and Exchange Commission, President Obama, Section 203(b) of the Investment Advisers Act, Form ADV, hedge funds, Private Equity, venture capital, Hedge Fund Regulation, regulatory requirements, reporting requirements, foreign investment adviser, assets under management, AUM, leverage, counterparty risk, Federal Reserve Board, recordkeeping requirements, code of ethics


David Sapin, Anjali Kamat, Kent Knudson, Robert Nisi

  • PricewaterhouseCoopers


On July 15th the Obama Administration delivered proposed legislation to Capitol Hill requiring nearly all investment advisers to private investment pools (hedge funds, private equity funds, venture capital funds) to register with the SEC and subjecting them to new reporting and recordkeeping requirements.

Related Research and Data