FS Regulatory Brief: Private Fund Investment Advisers Registration Act of 2009 (PricewaterhouseCoopers)

Fall 2009

KEYWORDS: assets under management, AUM, code of ethics, counterparty risk, Federal Reserve Board, foreign investment adviser, Form ADV, Hedge Fund Regulation, hedge funds, Investment Advisers Act of 1940, leverage, President Obama, Private Equity, Private Fund Investment Advisers Registration Act of 2009, recordkeeping requirements, regulatory requirements, reporting requirements, SEC, Section 203(b) of the Investment Advisers Act, Securities and Exchange Commission, venture capital


David Sapin, Anjali Kamat, Kent Knudson, Robert Nisi

  • PricewaterhouseCoopers


On July 15th the Obama Administration delivered proposed legislation to Capitol Hill requiring nearly all investment advisers to private investment pools (hedge funds, private equity funds, venture capital funds) to register with the SEC and subjecting them to new reporting and recordkeeping requirements.

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