Considerations for auditor independence before SEC registration of private fund advisers (EY)

August 2011

KEYWORDS: Dodd-Frank Act, SEC, private fund advisers, global financial crisis


Doreen M. Michelotti

  • Ernst & Young


As history continues to repeat itself, the financial markets are still being faced with increased government regulation in response to the global financial crisis. The Dodd- Frank Wall Street Reform and Consumer Protection Act (the Act) continues to have an impact on virtually every financial institution and commercial company that operates in the US, and many that operate beyond US borders.

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