2016 Regulatory and Enforcement Focus (Wells Fargo)

How legislation, enforcement actions and investor trends are impacting alternative asset managers

KEYWORDS:

Authors:

Wendy Beer

Organizations:
  • Wells Fargo Prime Services

Summary:

As the new year begins, alternative asset managers should take some time to consider regulatory action items that may impact business operations in the coming year. The following paper will address the 2016 regulatory forecast and areas of enforcement, as well as common legal requests seen by large allocators.