January 8, 2014
8:00 a.m. – 10:30 a.m.
Registration & Breakfast begin at 8:00
Program will begin at 8:30
Debevoise & Plimpton LLP
919 Third Avenue, 35th Floor
New York, NY 10022
U.S. investment managers may be required to file TIC B forms starting in January 2014 due to the Department of Treasury’s amendments to its TIC B forms to require reporting by non-bank financial institutions that meet certain reporting thresholds. Previously, only banks, broker-dealers and other similar types of institutions were required to file TIC B forms. As such, the forms and filing requirements are not readily apparent to investment management firms.
Please join us for a session with staff from the Federal Reserve Bank of New York, who administer the TIC forms, to discuss TIC B filing requirements for investment managers.
• Henry Castillo, Staff Director- Statistics Function, Federal Reserve of New York
• Eric Darlow, Senior Analyst- Statistics Function, Federal Reserve of New York
• Brian Goodwin, Team Leader- Statistics Function, Federal Reserve of New York
• Satish Kini, Partner, Debevoise & Plimpton LLP
For questions please contact Randee Lee Ganter
firstname.lastname@example.org or 212.542.8468