Thursday, July 10, 2014
3:00 p.m. – 5:00 p.m.
(Program will begin at 3:30 p.m. and conclude with a networking reception)
Schulte Roth & Zabel
919 Third Avenue, 24th Floor
New York, NY 10022
Hedge fund managers face increased scrutiny from regulators with respect to all aspects of their business. Please join us to hear SEC examiners, in-house counsel and other experts discuss the hot button exam issues and what leads some examinations into enforcement.
• Marc Baum, Chief Administrative Officer & General Counsel, Serengeti Asset Management
•Joseph D’Angelo, Securities Examiner, U.S. Securities and Exchange Commission
•Majid Mahmood, Securities Examiner, U.S. Securities and Exchange Commission
• David Momborquette, Partner, Schulte Roth & Zabel
• Sung-Hee Suh, Partner, Schulte Roth & Zabel
• Scott Weisman, Managing Director, PricewaterhouseCoopers LLP