April 24, 2019

New York, NY

Agenda

Wed, Apr 24

5:00pm Cocktail Reception 

4:20pm–5:00pm Fireside Keynote Chat: SEC and CFTC Harmonization Efforts 

3:55pm–4:20pm Fireside Keynote Chat: SEC's Enforcement Update 

3:30pm–3:55pm Fireside Keynote Chat: Regulatory Update on Cybersecurity 

2:40pm–3:30pm Ethics: Addressing Internal Investigations and Rogue Investors 

2:25pm–2:40pm Refreshment Break 

1:35pm–2:25pm

12:20pm–1:30pm DOJ Priorities and Outlook 

11:25am–12:15pm

10:30am–11:20am International Outlook and Update 

10:00am–10:30am Fireside Chat — SEC Investment Management Priorities 

8:00am–8:50am Regulatory Reporting and Enforcement Guidance 

9:40am–10:00am Refreshment Break 

8:50am–9:40am Alternative Data Acquisition and Implementation 

7:50am–8:00am Welcome Remarks 

7:00am–7:50am Registration and Breakfast