Comment Letter to SEC on Regulation SBSR Reporting and Dissemination of Security-Based Swap Information

MFA submitted a comment letter to the SEC on Regulation SBSR Reporting and Dissemination of Security-Based Swap Information. In our letter, MFA urged the SEC to prohibit security-based swap data repositories (SBSDRs) from publicly disseminating participant ID numbers or other identifying information or data elements. We also recommend that the SEC require SBSDRs to publicly disseminate transaction data pre-allocation to be consistent with how investment managers execute trades for their funds. We also make comments related to customized and block transaction data, timing of reporting, dispute resolution and phasing in the requirements.

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