MFA Comment Letters

Topic: third parties

MFA Comments to the U.K. Hedge Fund Working Group’s Consultation Paper12.14.07


Today, MFA submitted the following response letter to the U.K. Hedge Fund Working Group on its Consultation Paper. The overall […]

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Topics: Hedge Fund Working Group consultation paper, HFWG, Sound Practices for Hedge Fund Managers, United Kingdom, global relevance, global alternative investment industry, hedge funds, funds of funds, managed futures funds, jurisdictional requirements, fund governing bodies, Third Party Administrators, board of directors, U.S. based funds, net asset value, compliance, Comply or Explain, managers, investors, counterparties, bright line test, Fund Governing Body, President's Working Group on Private Pools of Capital (PWG), Securities and Exchange Commission (SEC), offshore, non-U.S. exchanges, Irish Stock Exchange, Luxembourg Stock Exchange, regulatory implicationsm Websites, segregation, potential conflicts, third parties, Investment Policy, Risk Disclosure, potential liability, Performance Measurement Disclosure, non-marketable, illiquid securities, portfolio, marketable securities, valuation determinations, Chartered Financial Analyst Institute, Global Investment Performance Standards, independent valuation services providers, portfolio management, independent third parties, independent in-house functions, Difficult-to-Value Assets, exchange traded posistions, uncertainity, Fair Value, fire sale, Disclosure, market price, audited annual accounts, side pocket, market risk, stress testing, Governance of Operational Risk, conflicts of interest, compliance procedures, client confidentiality, Outsourcing Risk, service legal agreement, Key Performance indicators (KPis) Fund Governance Disclosure, spectrum, Market Abuse, Insider Dealing, inside information, disclosure thresholds, U.S. securities law, UK, AML, side letters, commercial terms, reconciliation errors, valuation, legal risks, regulatory risks, trade association, board of trustees, investor groups, Regulators, Lenders/Prime Brokers/Dealers, OTC market particpants, cross-market particpant working group, OTC derivatives transactions, Federal Reserve Bank of New York for OTC equity derivatives, OTC electronic transaction posistions, price sources, cherry picking, performance fee, scenario analyses, counterparty risk, netting agreements, collateral agreements, collateral calls/two way collateral posting, soft limits, Model Risk, Key man risk, one-stop shop, prime brokers, Derivative posistions, Borrowed Stock, exposure, stock lender, proxy voting policy, Alternative Investment Management Association, AIMA,

MFA Comments to IOSCO on Consultation Report on Principles for the Valuation of Hedge Fund Portfolios06.21.07


MFA submits comment letter to IOSCO on its Consultation Report on Principles for the Valuation of Hedge Fund Portfolios.

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Topics: IOSCO IOSCO's 2007 32nd Annual Conference, Mumbai., India, valuation of investments, hedge funds, global set of principles, conflicts of interest, investors, IOSCO Report, Investment Portfolios, hedge fund management, hedge fund managers, global alternative investment industry, advocate, absolute return strategies, public, private sector, United States, Securities and Exchange Committee, SEC, Commodity Futures Trading Commision, CFTC, Federal Reserve, Department of the Treasury, state agencies, Congress, major dealers, derivative market practices, advisory, government bodies, United Kingdom's Financial Services Authority, FSA, Securities Exchange Board of India, MFA's 2005 Sound Practices, Investor Protection, key market soundness, Management and Internal Trading Controls, Responsibilites to Investors, Valuation Policies and Procedures, Business Continutiy and Disaster Recovery, President's Working Group on Financial Markets, PWG, risk management, internal trading controls, Regulatory Controls, Transactional Practices, business continuity, disaster recovery, valuation, macro-level guidance, operational framework, risk monitoring, U.S. regulatory Filings, anti-money laundering, Checklist for Compliance Manuals, Checklist for Code of Ethics, consistency, independence, transparency, financial instruments, market prices, Instrument, organized exchanges, data vendors, governing body, third parties, mission-critical, Third Party Service Providers, investment portfolio, global capital markets, portfolio strategies, material obstacles, net asset value, NAV, Fair Value, pricing poliies and sources, price validation, financial statement close process,
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