MFA Comment Letters

Topic: global financial marketplace

MFA Comment Letter to Canadian Securities Administrators on Registration Reform06.29.07


MFA submits comments and attachment to the Canadian Securities Administrators on Canadian registration reform.

Click to expand relevant topics

Topics: British Columbia Securities Commission Alberta Securities Commission, Saskatchewan Financial Services Commission, Manitoba Securities Commission, Ontario Securities Commission, Autorite des Marches Financiers, New Brunswick Securities Commission, Register of Securities Prince Edward Island, Nova Scotia Securities Commission, Superintendent of Securities Newfoundland and Labrador, Register of Securities Northwest Territories, Register of Securities Yukon Territory, Register of Securities Nunavut, Proposed National Instrument 31-103, registration requirements, global alternative investment industry, hedge funds, fund of funds, managed futures funds, policymakers, absolute return strategies, hedge fund industry, regulatory authorities, educational outreach, alternative investment history, Commodity Futures Trading Commission, CFTC, Federal Reserve Board, Department of the Treasury, Canadian Securities Administrators', CSA, global financial marketplace, President's Working Group on Financial Markets, PWG, private pools of capital, capital markets, financial markets, liquidity, price efficiency, risk distribution, alternative investment opportunities, capital, funds, Canada, (NI31-103), alternative investment vehicles, regulation, privately offered fund, professional investment management for hedge fund managers, defined term, U.S. federal securities laws, investment company, venture capital, private equity, leveraged buyout, oil and gas, real estate funds, hedging, distressed, financing, large activist posistions, risk-adjusted performance, private equity funds, assets under management, AUM, Non-Canadian Hedge Fund Securities, capital raising, retirement plans, pension plans, exposure, international capital markets, National instrument 45-106, Prospects and Registration Exemptions, Labrador, non-resident dealers, limited market dealers, dealer registration requirements, Non-Ontario Regime, securities, Regulatory Authority, offering memorandum, offering document, Ontario Regime, prospectus exemption, disclosure obligations, dealer registration exemption, market intermediaries, flow-through analysis, adviser registration, commodity futures, non-resident exemptions, Commodity futures act, Administrative Costs, Fraud, international portfolio manager, international investment fund manager, advisers, fund units, Ontario registered dealer, registered broker-dealer, broker-dealer, exempt market trades, accredited investors, sophisticated investors, fund-of-funds, financial institutions, hedge fund consultant, private placement, White Paper, financial eligibility, standards, pooled investment products, investment sophistication, natural persons, net worth threshold, annual income threshold, private investment vehicles, accredited natural person, income tests for inflation, grandfather provision, dealer registrayion exemption, offshore investment vehicles, United Kingdom, European Union, EU, well-developed capital markets, regulatory regimes,

MFA Submits Comment Letter to FSA Regarding Discussion Paper “Hedge funds: A discussion of risk and regulatory engagement”10.28.05


MFA Comment Letter to UK’s FSA re: Discussion Paper on Hedge Funds

Click to expand relevant topics

Topics: Financial Services Authority FSA, hedge funds, risk, regulatory oversight, alternative investment industry, United Kingdom, fund of funds, managed futures funds, hedge fund industry, assets under management, AUM, United States, Canada, New York, London, Delaware, soft commission, short selling, Securities and Exchange Commission, SEC, hedge fund adviser, Roel Campos, hedge fund managers, market participants, self-regulatory organization, SRO, regulatory framework, offshore, regulatory arbitrage, liquidity, valuation, derivatives, derivatives transactions, Fraud, implications of the growth of hedge funds, MFA's Sound Practices for Hedge Fund Managers, MFA's 2005 Sound Practices, AIMA, Alternative Investment Management Association, internal trading controls, investors, Transactional Practices, single-manager hedge funds, President's Working Group on Financial Markets, PWG, Sound Practices, risk management, internal controls, segregation, collateral, Department of the Treasury, Board of Governors of the Federal Reserve System, Ben Bernanke, Commodity Futures Trading Commission, CFTC, Guide to Sound Practices for European Hedge Fund Managers, industry-led initiatives, counterparty risk management policy, Policy Makers, pooled investment vehicle, private equity, venture capital, real estate funds, bank, investment bank, private funds, retail funds, sophisticated investors, net worth, due diligence, absolute return strategies, S&P 500, FTSE-250, Long Term Capital Management, financial instrument, leverage, global financial marketplace, market risk, credit risk, liquidity risk, risk position, portfolio manager, stress testing, cash management, Cash Flow, drawdown, Redemption, counterparties, International Organization of Securities Commissions, IOSCO, hedge fund administrator, GAAP, generally accepted accounting principles, Fair Value, net asset value, NAV, illiquidity, hard-to-value, side pockets, absolute return, Portfolio Diversification, institutional investors, high net worth requirements, price discovery, Absolute Return Magazine, Robert Jaeger, operational risk, disclosures, Greenwich Roundtable, credit derivatives, derivatives markets, International Swaps and Dealers Association, ISDA, novation protocol, dealers, novations, trade associations, Office of Risk Assessment, compliance burden,
  • Page
  • 1