Understanding the FCA Business Plan and Risk Outlook 2014/2015: Implications for the Asset Management Industry (PricewaterhouseCoopers)

April 2014

KEYWORDS: Financial Conduct Authority, FCA, United Kingdom, Martin Wheatley, competition, risk management, asset management

Authors:

PricewaterhouseCoopers

Organizations:
  • PricewaterhouseCoopers

Summary:

On 31 March 2014, the Financial Conduct Authority (FCA) published its 2014/15 Business Plan and 2014 Risk Outlook. These publications were accompanied by a speech by Martin Wheatley. The Business Plan and Risk Outlook sets out the activities that the FCA intends to carry out in 2014/15 to protect consumers, enhance market integrity and promote competition and its approach to the risks to its objectives.

This summary details the relevant key points covered in the Business Plan and Risk Outlook for the asset management industry.

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