Risky reporting: Form PF in a nutshell (Ernst & Young)

January 2012

KEYWORDS: SEC, CFTC, Form PF, Risk Reporting

Authors:

Keith Caplan, Danielle Ryea, John Sampson, and Steven Thiakodemitris

Organizations:
  • Ernst & Young

Summary:

Form PF will be a transitional event for many private fund firms. Form PF requires an organized effort to identify, verify, aggregate and store information from sources both inside and outside the firm. Form PF’s time constraints and consequences require a project approach rather than filling out a form. With thought and care, it is possible to navigate Form PF and produce results that will be useful to regulators, the firm and investors.

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