PwC’s; Financial Services Regulatory Practice: How we can help quantitatively driven asset managers (PricewaterhouseCoopers)

August 2010

KEYWORDS: SEC, Securities and Exchange Commission, alternative fund managers, Hedge Fund Regulation, Quantitative, risk management, regulatory requirements, Congress, compliance requirements, High-Frequency Trading, CFTC, Commodity Futures Trading Commission, SRO, Direct Market Access, flash trading

Authors:

Gary Meltzer, Tom Biolsi

Organizations:
  • PricewaterhouseCoopers

Summary:

This document provides a closer look at high frequency trading compliance and regulatory issues for asset managers and how PwC can help address regulatory compliance issues and manage regulatory risk effectively.

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