Investment Compliance Monitoring Survey: Staying Sharp (Deloitte Touche Tohmatsu Limited)

Staying sharp

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  • Deloitte Touche Tohmatsu Limited

Summary:

In recent years, the asset management industry has witnessed increasingly sophisticated investment strategies, heightened regulatory scrutiny, cost pressures, and more complex monitoring requirements from investors. These factors have elevated the importance of an efficient and effective investment compliance monitoring function. Recently, Deloitte launched its inaugural Investment Compliance Monitoring Survey, which assesses current practices and the latest thinking from many of the country’s most respected asset managers related to the investment compliance monitoring function.