FINRA Rule 5131, which is geared to prohibit brokers from Spinning, or directing new issues (of an Initial Public Offering) to insiders and others in a position to refer business to the broker in exchange.
Latham & Watkins is pleased to provide our Book of Jargon® — Hedge Funds. The Book of Jargon® — Hedge Funds
is a comprehensive glossary of hedge fund slang, legal and regulatory terminology, and acronyms.
For more information please visit: www.lw.com