CFTC-SEC Final Products Definitions and Their Interplay with Other Key Rules

MFA Seminars and Symposiums

CFTC-SEC Final Products Definitions and Their Interplay with Other Key Rules

Sullivan & Cromwell LLP will walk through the important interplay of the final products definitions with other key rules that are tied to the definitions of “swap” and “security-based swap”. The final definitions of “swap” and “security-based swap” become effective on October 12, 2012, and hedge fund managers and other industry participants need a clear roadmap on how these definitions affect their compliance obligations under Dodd-Frank’s Title VII rules.

MFA will offer a dial-in option for members located outside of New York City, New Jersey and Connecticut. Please email conferences@managedfunds.org for dial-in instructions.

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For additional information, please contact Randee Lee Ganter at rganter@managedfund.org or 212.542.8468