| 5.7.2008 | MFA submitted a comment letter to the Commodity Futures Trading Commission (CFTC) in response to the CFTC's April 22, 2008 Agricultural Forum. | |
| 4.22.2008 | MFA submitted a joint letter with ISDA, FIA, and SIFMA to House and Senate Farm bill conferees supporting CFTC reauthorization but opposing amendments which would extend CFTC jurisdiction to certain leveraged, margined or financed commodity transactions with retail customers. | |
| 2.29.2008 | MFA submits a comment letter to the Senate Republican Capital Markets Task Force in response to the Task Force’s request for five recommendations that would assist the | |
| 2.27.2008 | MFA submitted a comment letter to the Department of Labor in response to the Department’s proposed regulation on fee disclosure under section 408(b)(2) of ERISA. | |
| 2.19.2008 | MFA submits comments to FERC on PJM Interconnection LLC’s proposed tariff change. | |
| 12.21.2007 | MFA submits comments to the CFTC on its proposal to revise the Federal speculative position limits. | |
| 12.20.2007 | MFA submits comments to the SEC on the August 2007 New York Regional Office Examination Request Letter. | |
| 12.12.2007 | MFA submits joint letter with the International Swaps and Derivatives Association, the Securities Industry and Financial Markets Association and the Futures Industry Association in support of legislation reauthorizing the Commodity Exchange Act. | |
| 12.10.2007 | MFA As Part of Amicus Curiae Futures Group Files Response In Support Of Petitioner Amaranth Advisors L.L.C.’s Emergency Motion For A Stay Pending Petition And Motion For Expedited Consideration | |
| 12.10.2007 | MFA As Part of Amicus Curiae Futures Group Files Motion for Leave to File A Response In Support Of Petitioner Amaranth Advisors L.L.C.’s Emergency Motion For A Stay Pending Petition And Motion For Expedited Consideration | |
| 11.26.2007 | MFA and the Coalition of Private Investment Companies submit a joint comment letter to the California Department of Corporations on a rule proposal which would require any hedge fund manager or investment adviser with a place of business in California to register with the state, unless the adviser is already registered with the SEC | |
| 11.21.2007 | MFA submits letter to the U.S. Department of the Treasury in response to its request for recommendations on how to improve the U.S. financial regulatory structure. | |
| 10.22.2007 | MFA submits a comment letter to the SEC regarding their proposals to revise the limited offering exemptions in Regulation D. | |
| 10.15.2007 | MFA submits comments to the SEC on an American Stock Exchange (“AMEX”) rule proposal which would permit commodity pools to be listed and traded on AMEX as closed-end mutual funds. | |
| 10.4.2007 | MFA submits comments to the SEC on proposals that seek to simplify and mandate the electronic filing of Form D. | |
| 10.3.2007 | MFA as part of the Amici Curiae Futures Group files Memorandum of Law in support of plaintiff Commodity Futures Trading Commission's Exclusive Jurisdiction and defendant Amaranth Advisor's Stay Motion. Click here for Memorandum of Law. | |
| 9.21.2007 | MFA submits comments to the SEC in a joint letter with the Securities Industry and Financial Markets Association and the International Swaps and Derivatives Association on proposed revisions to Rule 144 and Rule 145 to shorten restricted security holding periods. | |
| 9.12.2007 | MFA submits comments to the Commodity Futures Trading Commission in support of the proposed amendments to Regulations 3.12 and 3.31. | |
| 9.5.2007 | MFA testifies before the House Ways and Means Committee on September 6, 2007. | |
| 8.3.2007 | MFA submits comments in response to IOSCO's "Call for Views on Issues that Could Be Addressed by IOSCO on Funds of Hedge Funds." | |
| 7.23.2007 | MFA submits comments to the CFTC in support of proposed amendments to Regulation 18.05, Maintenance of Books, Records and Reports by Traders. | |
| 7.20.2007 | MFA submits comments to the NASD regarding NASD Proposed Rule 2721, Member Private Offerings, requesting that privately offered commodity pools and investment funds be exempt from the rule. | |
| 7.5.2007 | MFA submits comments to the SEC on its semiannual regulatory agenda, urging the Commission to add to its agenda a review of the general solicitation, general advertising restrictions under Regulation D for private offerings. | |
| 6.29.2007 | MFA submits comments and attachment to the Canadian Securities Administrators on Canadian registration reform. | |
| 6.26.2007 | MFA submits supplemental letter to Treasury/IRS on the application of section 4965 to tax-exempt organizations that are passive investors in private investment funds. | |
| 6.21.2007 | MFA submits comment letter to IOSCO on its Consultation Report on Principles for the Valuation of Hedge Fund Portfolios. | |
| 6.21.2007 | MFA submits comment letter to the U.S federal banking agencies on the capital treatment of equity investments in hedge funds by banks in the proposed regulations implementing the Basel II International Capital Accords. | |
| 3.9.2007 | MFA submits comment letter and attachment to the SEC on Proposals for Accredited Natural Person and Antifraud Rules (See press release) | |
| 2.26.2007 | MFA submits comments to the SEC and PCAOB on guidance and rules under SOX 404 | |
| 2.15.2007 | MFA urges Congress to support increased funding for CFTC | |
| 2.12.2007 | MFA submits comments to the SEC on amendments to the Uptick Rule and Rule 105 | |
| 1.3.2007 | MFA submits letter to CFTC in support of Preferred Investment Solutions Corp. (NFA ID 003145) Request for Relief from Rule 4.26(a) (2) | |
| 11.27.2006 | MFA submits Comments on proposed revisions to the NASAA Statement of Policy on the Registration of Commodity Pool Programs | |
| 9.27.2006 | Managed Funds Association (MFA) submits letter to Chairman Oxley in support of the Hedge Fund Study Act (H.R. 6079) | |
| 9.22.2006 | MFA submits Comments to the CFTC regarding Advertising by CPOs, CTAs, and their principals | |
| 9.19.2006 | MFA Comments on proposed amendments to Regulation SHO | |
| 9.18.2006 | MFA submits to the SEC: Comments on its concept release concerning management’s reports on internal controls | |
| 8.11.2006 | MFA submits Comments to IRS regarding section 4965 and excise taxes imposed on tax-exempt entities that participate in prohibited tax shelters | |
| 8.8.2006 | SEC Provides No-Action Relief for Registered Investment Advisers, which MFA Requested in its Letter to the SEC Asking for Immediate SEC Action on Emergency Provisions | |
| 5.31.2006 | MFA Submits Comments to IOSCO's "Regulatory Environment for Hedge Funds" survey | |
| 4.6.2006 | NASD Notice to Members 04-50: Treatment of Commodity Pools Trade Commissions under Rule 2810 | |
| 4.3.2006 | MFA Comments to SEC on Exposure Draft of Final Report of Advisory Committee on Small Public Companies | |
| 2.14.2006 | Comments to the CFTC regarding “Self Regulation & Self Regulatory Organizations” | |
| 2.13.2006 | MFA Comments to SEC on AMEX proposal to list iShares® Silver Trust.
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| 2.1.2006 | MFA Comments on Certain Swaps as “Listed Transactions” | |
| 1.13.2006 | MFA Comments on Treasury/IRS Proposals on Application of Section 409A to Nonqualified Deferred Compensation Arrangements. | |
| 11.23.2005 | MFA Comments on SEC-Proposed Guidance on Soft Dollar Practices (See Press Release) | |
| 10.28.2005 | MFA Announces its Comment Letter to UK's FSA re: Discussion Paper on Hedge Funds | |
| 6.3.2005 | MFA Submits Letter to the House Committee on Education and the Workforce Regarding ERISA Reform |
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