MFA Blog

Investor DDQ Compliance Featured During Roundtable Discussion at MFA’s Compliance 2014

Posted on May 7, 2014

MFA’s Compliance 2014 conference continued this afternoon with a roundtable discussion focused on investor due diligence questionnaire compliance.  Discussion leaders highlighted the compliance challenges presented by investor DDQs, investor due diligence meetings, and how investor due diligence has evolved in recent months and years.  The discussion raised a number of questions, with discussion leaders and session participants sharing recent practices and experiences in dealing with investors during the due diligence process.

Discussion leaders were Kristin Conrad, Fund Administration Manager, GoldenTree Asset Management, LP and Nancy Lombardo, Managing Director, State Street Corporation.

MFA’s coverage of Compliance 2014 from New York continues this afternoon with another update from the event – stay tuned to MFA’s blog for more information.